hōʻuluʻulu manaʻo
E like me nā ʻōlelo o ka ʻatikala 25.1.d) o ke Kānāwai Market Securities, nā kikokikona i hoʻohui ʻia e ka Royal Legislative Decree 4/2015, o ʻOkakopa 23 (LMV), a ma ka ʻatikala 12.1.i) o ka Regulation of Internal Regime o ka CNMV (RRI), pili i ka Peresidena e hooponopono i na lilo a kauoha i na uku o ke Komisina.
E like me nā ʻōlelo o ka Internal Procedure P12 o ka CNMV, i ʻae ʻia e ke Kōmike Hoʻokō i ka lā 15 Kepakemapa 2016 a ʻike i nā kaʻina hana no ka hoʻokele waiwai, ʻaelike hoʻokele a me ka hoʻokele ʻana i nā komisina lawelawe, ʻo ka hāʻawi ʻana i nā kālā i nā moʻohelu o kēia manawa e wehe i kahi helu. o ka CNMV e pili ana, ma ke kua o na kino ekolu: Peresidena, Hope Peresidena a me Kakauolelo Nui.
Eia hou, e like me nā ʻōlelo o ka ʻatikala 25.1.e) o ka LMV a me ka ʻatikala 12.1.j) o ka RRI, na ka Pelekikena ke kuleana e komo i nā ʻaelike a me nā ʻaelike o ka hui, no laila, e like me ka nā manaʻo o ke Kānāwai 9/2017, o Nowemapa 8, e pili ana i nā Kānāwai Lahui Aupuni (LCSP), i nā mana ma ke ʻano he hui ʻaelike.
Pēlā nō, e like me nā ʻōlelo o ka ʻatikala 25.1.a) o ka LMV a me ka ʻatikala 12.1.a) o ka RRI, ʻo ke kuleana o ka luna hoʻomalu e mālama i ka hōʻike kānāwai o ke Komisina; a, e like me na olelo o ka pauku 25.1.f) o ka LMV a me ka pauku 12.1.k) o ka RRI, na ka Lunahoomalu ke kuleana o ka luna hoomalu o na limahana CNMV a pau.
I mea e wikiwiki ai ka hooponopono ana o ka CNMV a e like me na olelo o ka pauku 9 o ke Kanawai 40/2015, o ka la 1 o Okatoba, e pili ana i ke Aupuni Kanawai o ka Lahui Aupuni a me ka pauku 12.3 o ka RRI, na Mana o ka Peresidena mahope:
Ka mua. ʻO ka hāʻawi ʻana i nā mana ma ka ʻaelike.
1. Ua hāʻawi ʻia i nā Luna Hoʻokele o nā Keʻena o ka CNMV a i nā Hope Luna Hoʻokele o ka General Secretariat, no nā faila a lākou e aʻo ai a pili i ka laulā o ko lākou mana, a i kēlā me kēia, i nā Luna Nui a i ʻole Kakauolelo Nui, i na mea i pili ole i kekahi o na Oihana e pili ana a i na Luna Nui paha o ka General Secretariat, a i ole ina he hakahaka, nele a ma'i paha o na luna a i ole na hope alakai, ka makaukau e hoomaka i na faila hoolimalima. , ma o ka hoʻomākaukau ʻana i kahi hōʻike e hōʻoiaʻiʻo ai i ka pono o ka ʻaelike.
2. Ua haawiia ke Kakauolelo Nui a me na Luna Nui o na Keena o ka CNMV no na waihona a lakou i ao ai a i kulike ai me ka nui o ko lakou mau mana, a me na Luna Nui, no na mea i pili ole i kekahi o na Oihana e pili ana. a i ʻole inā he hakahaka, ʻaʻole a nawaliwali paha nā alakaʻi, ka mana e ʻae i ka hoʻolilo ʻana i nā ʻaelike liʻiliʻi.
3. ʻO ka hōʻoia i hāʻawi ʻia ma ka ʻatikala 118.3 LCSP no nā ʻaelike liʻiliʻi i hāʻawi ʻia i ka Hope Luna Hoʻokele waiwai o ka General Secretariat. Inā loaʻa kahi hakahaka, haʻalele a maʻi paha o ka Hope Luna Hoʻokele waiwai, pili ka ʻelele i ke Kakauolelo Nui o ka CNMV.
4. Hāʻawi ʻia ia i nā Luna Hoʻokele o nā Keʻena o ka CNMV a i nā Hope Luna Hoʻokele o ka General Secretariat no nā faila a lākou e aʻo ai a kūpono i ke ʻano o ko lākou mana, a i kēlā me kēia, i nā Luna Nui a i ke Kakauolelo Nui. , no na mea i pili ole i kekahi o na Oihana a i ole na Luna Hoomalu o ka General Secretariat, a i ole i ka hakahaka, ka hele ole a ma'i paha o na luna a hope paha, na hana a pau o ka hoomakaukau ana i na aelike liilii, a me na mea a pau. kēlā mau hōʻike a me nā hōʻoia i koi ʻia e nā lula e pili ana i nā ʻaelike ʻoihana aupuni, ma waho aʻe o nā hōʻike i hōʻike ʻia ma nā pauku i hala, me ka hoʻokō ʻana i ka ʻaelike liʻiliʻi, inā pili.
5. E hāʻawi i ka inoa o ka Sub-directorate a i ʻole ke kuleana no ka hoʻokō ʻana a me ka hahai ʻana o ka ʻaelike a i ʻole ke kanaka nāna e pani iā ia, ka ʻae ʻana o nā palapala hōʻoia ʻāpana o ka hana a i ʻole nā palapala e hōʻoiaʻiʻo ana i ka conformity o ka hoʻolako ʻana. ka lawelawe a i ʻole ma waena o Well.
Ka lua. ʻO ka hāʻawi ʻana i nā mana e pili ana i nā komisina lawelawe.
1. Ua hāʻawi ʻia nā Luna Hoʻokele o ka CNMV i ka mana o nā komisina lawelawe o nā limahana ma lalo o kā lākou mākaʻikaʻi, a me ka hoʻopau ʻana i kā lākou mau lilo huakaʻi.
2. ʻO ka ʻae ʻana i nā komisina lawelawe a me ka hoʻoponopono ʻana i nā lilo huakaʻi e pili ana i nā Luna Hoʻokele o ka 'Oihana e hōʻike ana iā lākou, a me nā limahana o ka Luna Nui i hāʻawi ʻole ʻia i kekahi ʻoihana, ua hāʻawi ʻia i nā Luna Nui.
3. Ua hāʻawi ʻia ka Hope Peresidena o ka CNMV i ka ʻae ʻana o nā komite lawelawe a me ka hoʻopau ʻana i nā lilo huakaʻi a nā Luna Hoʻokele o ka 'Oihana ma lalo o kāna mākaʻikaʻi.
4. Hāʻawi ʻia ka ʻae ʻana i nā komisina lawelawe a me ka hoʻoponopono ʻana i nā lilo huakaʻi o nā limahana o ia mau ʻelele i nā poʻo o nā ʻelele CNMV.
Ke kolu. ʻO ka hāʻawi ʻana i nā mana i nā mea e pili ana i ka ʻae ʻana i nā lilo a me ke kauoha ʻana i nā uku.
1. E hāʻawi ʻia ke Kakauolelo Nui i ka hoʻonohonoho ʻana i nā ʻaoʻao e pono ai no ka hoʻokō ʻana i nā kuleana i ka ʻauhau a me ka mālama ola kanaka o ka hui.
2. Ua hāʻawi ʻia ke Kakauolelo Nui a me nā Hope Luna Hoʻokele o ka Secretariat Nui e kauoha i nā uku ma o nā waihona hōʻoia kōkua i wehe ʻia ma ka helu CNMV. ʻO ka hoʻoili ʻia ʻana o kēia mau moʻolelo i hana ʻia ma o ka pūlima hui a me ka ʻike ʻole ʻia o nā kālā ʻelua me nā kino.
3. Ua hāʻawi ʻia ka poʻe e paʻa ana i nā ʻelele CNMV e kauoha i nā uku e pili ana i nā ʻelele ma o nā moʻokāki o kēia manawa i wehe ʻia no ia mau kumu.
4. Ua hāʻawi ʻia ke Kakauolelo Nui i ka ʻae ʻana i nā faila waiwai no ka hoʻolilo ʻana me ka ʻole o ka nui o ka ʻaelike ma lalo o 20.000 euros, me nā ʻauhau.
lumi. ʻO ka hāʻawi ʻana i nā mana i nā mea limahana.
Ua hāʻawi ʻia kēia mana ma nā mea pilikino i ke Kakauolelo Nui.
ʻO nā hana no ka hoʻounaʻana i nā kaʻina hana koho o nā limahana hana, koe naʻe ke kāhea a me ka hoʻoholo.
Ka lima. ʻO ka hāʻawi ʻana i nā mana ʻē aʻe.
1. E hāʻawi i ke Kakauolelo Nui i nā ʻōlelo hoʻoholo o nā noi no ka ʻike ma o ka Transparency Portal a me nā ʻōlelo hoʻopiʻi i hana ʻia i ka Council of Transparency and Good Governance ma kahi o ka mākaukau o ka CNMV.
2. E hāʻawi ʻia ke Kakauolelo Nui i nā mana a pau no ka hoʻopau ʻana i nā ʻaelike, nā kuʻikahi a me nā kuʻikahi me nā hui aupuni, a me nā kānaka maoli a me ke kānāwai, e pili ana i nā hana aʻo.
E hoʻomaka ana kēia ʻelele o nā mana mai kona paʻi ʻana ma ka Official State Gazette, me ka waiho ʻole ʻana i ka Resolution o Mei 31, 2018, o ka National Securities Market Commission, ma ka hāʻawi ʻana i nā mana o ka Pelekikena o ka CNMV i nā mea o ka ʻaelike. nā komisina lawelawe a me ke kauoha ʻana i nā uku. ʻO nā ʻōlelo hoʻoholo i ʻāpono ʻia e like me kēia ʻelele e hōʻike i kēia kūlana me ka kuhikuhi pololei ʻana iā ia a e manaʻo ʻia ʻo ia e ke kino ʻelele.
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